Rickey Bowen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Cambridge Investment Research Inc.
  Farifield, IA
• 09/2012 → Present
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA

Previous Registrations

• 2009-03-23 → 2012-08-27
  Msi Financial Services, Inc.
  San Jose, CA
  Walnut Creek, CA
  Walnut Creek, CA
  San Jose, CA
  Walnut Creek, CA
• 1997-12-15 → 2009-01-06
  Ameriprise Financial Services, Llc
  San Jose, CA
  Campbell, CA
  San Jose, CA
  Campbell, CA

Other Businesses

1) AMERICAN SENIOR SERVICES INC, 8250 BRYAN DAIRY ROAD STE 350 LARGO FL, 11/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO 0 HR/MO TRADING 2) TRAVELMASTERS INC DBA GOLDRUSH GETAWAYS, 8350 AUBURN BLVD STE 200 CITRUS HEIGHTS, CA, 07/2019. TRAVEL AGENT, NIR, 5 HR/MO 0 HR/MO TRADING 3) MUTUAL OF OMAHA, MUTUAL OF OMAHA PLZ OMAHA NE, 10/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/MO 0 HR/MO TRADING 4) GENWORTH LIFE INSURANCE COMPANY, 3100 ALBERT LANKFORD DR LYNCHBURG VA, 09/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5 HR/MO 0 HR/MO TRADING 5) AMERICAN GENERAL LIFE COMPANIES, 2727A ALLEN PKWY B-F4, HOUSTON, TX, 11/2013, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO 0 HR/MO TRADING 6) AIM/GCUSA FINANCIAL PLANNING LTCi DIVISION, 7736 LEGENDARY LN, WEST CHESTER, OH, 09/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO 1 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2012, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 8) GATEWAY INSURANCE SOLUTIONS, LLC, 1646 N CALIFORNIA BLVD, SUITE 650, WALNUT CREEK, CA, 09/2013, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 30 HR/MO 1 HR/MO TRADING 9) GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, 7 HANOVER SQUARE, NEW YORK, NY, 10/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5 HR/MO 1 HR/MO TRADING 10) AMERICAN EQUITY INVESTMENT LIFE, 6000 WESTOWN PKWY, WEST DES MOINES, IA, 03/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO 1 HR/MO TRADING 11) THE INFINITUS GROUP, 4943 South Jackson Road, Edinburg TX 78539, United States, 11/01/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 15 HR/MO 0 HR/MO TRADING 12) GATEWAY FINANCIAL ADVISORS LLC, 230 S Treeline Street, AIRWAY HEIGHTS WA 99001, United States, 10/30/2025, Investment Advisor Representative, Administrative, NIR, 65 HR/MO - 45 HR/MO TRADING 13) Gateway Financial Advisors, LLC, 10080 N Wolfe Rd Ste SW3-200, Cupertino, CA 95014, 04/2026, Agent, Marketing, INV REL, 35 HR/MO, 20 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2009-03-18
• S63 Uniform Securities Agent State Law Examination
  1997-02-18