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Suzanne Garling Sickel

Wells Fargo Clearing Services, LLC

Palo Alto, CA

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2020-04-23
TX RA APPROVED_RES 2014-02-19
CA RA APPROVED 2011-12-23
  • HI RA
    APPROVED
    Since 2020-04-23
  • TX RA
    APPROVED_RES
    Since 2014-02-19
  • CA RA
    APPROVED
    Since 2011-12-23

Branch Locations

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Palo Alto CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S65 Uniform Investment Adviser Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02
Other Names
  • Suzanne G Sickel

View on SEC IAPD

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