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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-24 |
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
56 Harrison St Ste 203, New Rochelle, NY 10801 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
1669 Northampton Street, Holyoke, MA 01040 • United States
56 Harrison St Suite 203, New Rochelle, NY 10801-6559 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Rochelle | NY | 06/2008 | Present |
| Private Advisor Group, Llc | New Rochelle | NY | 09/2012 | Present |
(1) 6/25/2008 - DBA ONLY - FLYNN FINANCIAL PARTNERS - NEW YORK, NY. (2) 1/31/2011 - OTHER-Other SALES/MARKETING CONSULTANT - COMPASS POINT SOUTH - ACT AS A SALES/MARKETING CONSULTANT TO A START-UP SMALL BUSINESS OWNED BY MY WIFE IN THE RENEWABLE ENERGY BUSINESS (SOLAR PV) - TIMESPENT 5%. (3) 05/06/13 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP - (HYBRID) WE CHARGE FEE FOR SERVICE, HOURLY COMMISION, WRAP FEES - 70% OF TIME SPENT - NEW YORK, NY (4) 05/24/2013 - NON-VARIABLE INSURANCE - DOING INSURANCE BUSINESS AWAY FROM LPL FINANICAL - NO P&C BUSINESS - 1% OF TIME SPENT - NEW YORK, NY. (5) 4/27/2017 - Private Advisor Group - DBA: (Hybrid) Flynn Financial Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2008 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 8/3/2020 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/29/2020 - 10 Hours Per Month/0 Hours During Securities Trading. (7) 9/11/2020 - Flynn Financial Partners - Investment Related - 56 Harrison St, Ste 203 New Rochelle NY 10801- Real Estate Rental - Started 09/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (8) 08/16/2022- F2 PARTNERS HOLDINGS, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 06/30/2022- 5 Hours Per Month/ 5 Hours During Securities Trading (9) 08/18/2023 - private mortgage/borrower - Other - private mortgage/borrower - Not Investment Related - Lavallette, NJ - Start Date 03/25/2022 - 0 Hours Per Month/ During Trading (10) 05/09/2024 - the N point group, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/15/2024 - 5 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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