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Adam C. Fields

J.P. Morgan Securities LLC

Kew Gardens, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2017-12-13
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2017-12-13

Branch Locations

81-35 Lefferts Blvd., Kew Gardens, NY 11415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradford Smith New York NY 06/2012 05/2017
J.P. Morgan Securities Llc Kew Gardens NY 12/2017 Present
Unemployed Oakland Gardens NY 06/2017 11/2017
Jpmorgan Chase Bank, N.A. Kew Gardens NY 12/2017 Present
  • 06/2012 → 05/2017
    Bradford Smith
    New York, NY
  • 12/2017 → Present
    J.P. Morgan Securities Llc
    Kew Gardens, NY
  • 06/2017 → 11/2017
    Unemployed
    Oakland Gardens, NY
  • 12/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Kew Gardens, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
S65 Uniform Investment Adviser Law Examination 1998-02-10
S63 Uniform Securities Agent State Law Examination 1997-01-14
  • S66 Uniform Combined State Law Examination
    2011-12-19
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1997-01-14
Other Names
  • Adam Fields
  • Adam Cory Fields

View on SEC IAPD

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