Jocelyn Hibshman

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 08/2020
  Lakeside Financial Group
  Chesterton, IN
• 03/2006 → 06/2020
  Lakeside Wealth Management Group, Llc
  Chesterton, IN
• 05/2020 → 08/2020
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 01/2021 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 08/2020 → Present
  Securities Compliance Management
  Alpharetta, GA
• 01/2021 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 03/2026 → Present
  Taylor Grey, Inc.
  Newport Beach, CA
• 07/2026 → Present
  Katama Securities Llc
  Alpahretta, GA
• 05/2008 → 05/2020
  First Allied Securities, Inc.
  Valparaiso, IN

Previous Registrations

• 2020-05-05 → 2020-08-20
  Captrust
  Chesterton, IN
• 2006-06-12 → 2020-06-30
  Lakeside Wealth Management Group, Llc
  Chesterton, IN
• 2007-01-03 → 2007-12-31
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 2005-05-24 → 2007-01-03
  Ffp Advisory Services Inc
  Chesterton, IN
  Valparaiso, IN

Other Businesses

1. JOCELYN A. HIBSHMAN; INSURANCE; START DATE: 2/29/2008; 0 hours/mo outside of securities trading hours 2. Real Estate - Rental property; Not Investment Related; Chesterton, IN; Owner; Start Date 8/10/2016; 1 hour/mo outside of securities trading hours; Landlord. 3. Phillips Kooinga Witzman, LLC; Member; Real Estate; Start Date: 11/15/2019; 0 hours per month. 4. SECURITIES COMPLIANCE MANAGEMENT, INC. ("SCM") IS A COMPLIANCE CONSULTING COMPANY AND IS NOT INVESTMENT RELATED. TIME ALLOCATION IS APPROXIMATELY 40 HOURS/WEEK ON AVERAGE DURING MARKET TRADING HOURS ACROSS ALL RELATED ENTITIES. ADDRESS IS 6250 SHILOH RD., SUITE 30, ALPHARETTA, GEORGIA, 30005. START DATE IS 08/2020. TITLE IS CONSULTANT. MASTERCOMPLIANCE, LLC AND MASTERSUPERVISION, LLC ARE WHOLLY OWNED SUBSIDIARIES OF SCM THROUGH WHICH CONSULTING SERVICES ARE OFFERED TO CLIENTS. AS PART OF THE CONSULTING SERVICE, I MAY BECOME REGISTERED WITH OTHER B/Ds OR RIAs IN THE CAPACITY OF A REPRESENTATIVE OR SUPERVISOR. REFER TO FORM U4 FOR A LIST OF REGISTRATIONS HELD WITH VARIOUS FIRMS. 5. Duneland School Corp Investment-Related: No Address: 601 W. Morgan, Chesterton, IN Nature: school board Position/Title: board of directors Start: 11/5/24 Hours/Month: 10 Hours during Market Hours:0 Duties: I would provide guidance to the Superintendent on policy and budget. 6. Town of Burns Harbor Redevelopment Commission, Address: 1240 North Boo Road, Burns Harbor, IN 46304, Not Investment Related, Nature: town committee, Position/Title: Member Board of Directors, Start: 03/12/2025, Hours/Month: 0.5, Hours during Market Hours: 0, Duties: As a member of the Duneland School Board, I am being asked to serve as a non-voting member of the Town of Burns Harbor Redevelopment Committee. Our school district consists of 3 small towns and two townships. 7. Duneland Family YMCA Campaign Committee, Not investment related, 215 Roosevelt Rd, Chesterton IN 46304, Local YMCA, Volunteer started 4/26/2026, 4 hours/month, 4 hours/month during securities trading hours, Fundraising opportunity to help raise donations the YMCA's new building.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-06
• S63 Uniform Securities Agent State Law Examination
  2004-02-10

Other Names

• Jocelyn Anne Witzman
• Jocelyn Witzman
• Jocelyn Anne Hibshman