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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-11-04
  • MI RA
    APPROVED
    Since 2025-11-04

Branch Locations

900 Wilshire Drive, Suite 385, Troy, MI 48084 • United States

Shelby Township, MI • United States

Global Financial Planning Group, Llc

900 Wilshire Drive Suite 385, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-12
  • MI RA
    APPROVED
    Since 2024-11-12

Branch Locations

900 Wilshire Drive Suite 385, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Troy MI 09/2009 Present
Global Financial Planning Group, Llc Troy MI 09/2002 Present
Other Businesses

1. 7/19/2010 - Global Financial Planning Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA -0 Hrs/Mth - 0 Hrs During Trading- Time Spent 5% - FIXED ANNUITIES & LIFE INSURANCE AGENT - SELL APPROPRIATE INSURANCE WHEN CALLED FOR AS PART OF A COMPREHENSIVE FINANCIAL PLAN. 2. 2/14/2011 - Global Financial Planning Group, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading 3. 4/11/2011 - Global Financial Planning Group, LLC - DBA: (HYBRID) GLOBAL FINANCIAL PLANNING GROUP, LLC - Investment Related - At Reported Business Location(s) -Registered Investment Advisor - 0 Hrs/Mth - 0 Hrs During Trading -Time Spent 50%. 4. 3/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 03/01/2001 - 1 Hour Per Month During Securities Trading - Notary Public-State of Michigan Macomb County.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1996-12-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1996-12-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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