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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-11-04 |
Branch Locations
900 Wilshire Drive, Suite 385, Troy, MI 48084 • United States
Shelby Township, MI • United States
900 Wilshire Drive Suite 385, Troy, MI 48084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-12 |
Branch Locations
900 Wilshire Drive Suite 385, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | MI | 09/2009 | Present |
| Global Financial Planning Group, Llc | Troy | MI | 09/2002 | Present |
1. 7/19/2010 - Global Financial Planning Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA -0 Hrs/Mth - 0 Hrs During Trading- Time Spent 5% - FIXED ANNUITIES & LIFE INSURANCE AGENT - SELL APPROPRIATE INSURANCE WHEN CALLED FOR AS PART OF A COMPREHENSIVE FINANCIAL PLAN. 2. 2/14/2011 - Global Financial Planning Group, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading 3. 4/11/2011 - Global Financial Planning Group, LLC - DBA: (HYBRID) GLOBAL FINANCIAL PLANNING GROUP, LLC - Investment Related - At Reported Business Location(s) -Registered Investment Advisor - 0 Hrs/Mth - 0 Hrs During Trading -Time Spent 50%. 4. 3/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 03/01/2001 - 1 Hour Per Month During Securities Trading - Notary Public-State of Michigan Macomb County.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-24 |
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