Kathryn Sue Wilson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Whitewood, SD
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Whitewood, SD
• 11/2020 → 12/2020
  Arbor Point Advisors
  Whitewood, SD
• 06/2024 → Present
  Osaic Wealth, Inc.
  Whitewood, SD

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Whitewood, SD
• 2020-11-10 → 2020-12-31
  Arbor Point Advisors
  Whitewood, SD
• 2016-01-04 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Whitewood, SD
  Seattle, WA

Other Businesses

1) KATHY WILSON/SAA POSITION: RIA NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 650 Yukon Way, Whitewood SD 57793, United States DESCRIPTION: RIA 2) KATHY WILSON - LIFE INSURANCE POSITION: agent NATURE: Life insurance sales. Very nominal income. I do this as a service for my clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1997 ADDRESS: 20380 Blue Ridge Loop, WHITEWOOD SD 57793, United States DESCRIPTION: I sell term and some hybrid life insurance policies with LTC riders on them to clients for estate planning purposes. My income annually is nominal, $800 for 2019. I do this as a service for my clients and to keep their business with me instead of going to another insurance agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-02
• S63 Uniform Securities Agent State Law Examination
  1997-02-21

Other Names

• Kathy Wilson