Paul Hesse

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Ameriprise Financial Services Inc
  Madison, WI
• 08/2017 → 09/2020
  Morgan Stanley
  Oak Brook, IL
• 12/2016 → 07/2017
  Unemployed
  Madison, WI
• 09/2020 → 05/2024
  Wells Fargo Clearing Services, Llc
  Madison, WI
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
• 06/2024 → 12/2024
  Unemployed
  Madison, WI

Previous Registrations

• 2020-09-04 → 2024-05-22
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  Madison, WI
  Milwaukee, WI
  Madison, WI
• 2017-08-11 → 2020-09-02
  Morgan Stanley
  Oak Brook, IL
  Lisle, IL
• 2016-06-21 → 2016-11-14
  Ameriprise Financial Services, Llc
  Madison, WI
• 2015-08-07 → 2016-05-02
  Wells Fargo Clearing Services, Llc
  Naperville, IL
  Schaumburg, IL
  Madison, WI
  Waukesha, WI
• 2007-09-17 → 2015-05-07
  Wells Fargo Clearing Services, Llc
  Madison, WI
  Roanoke, VA

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-04-25
• S65 Uniform Investment Adviser Law Examination
  1997-04-24

Other Names

• Paul Philip Hesse
• Paul Hesse
• Paul P Hesse