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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29

Branch Locations

Port St. Lucie, FL • United States

Citi Private Bank 777 S. Flagler Drive, Suite 1600 West, West Palm Beach, FL 33401 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Palm Beach FL 05/2007 Present
Previous Registrations
  • 1997-01-24 → 2007-05-29
    Citicorp Investment Services
    Palm Beach, FL
    Palm Beach, FL
Other Businesses

PHILKE INTERNATION LIMITADA SANTA TERESA DE SABALITO, COSTA RICA NOT INVESTMENT BUSINESS RELATED AFFILIATION BEGINS JULY 2013 TITLE: MANAGING MEMBER DUTIES: OWNER-NO SPECIFIC DUTIES NO TIME DEVOTED TO THE BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-05
S63 Uniform Securities Agent State Law Examination 1997-03-12
  • S65 Uniform Investment Adviser Law Examination
    2002-04-05
  • S63 Uniform Securities Agent State Law Examination
    1997-03-12

View on SEC IAPD

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