Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/1996 | Present |
| Bank Of America, N.A. | Houston | TX | 11/2017 | Present |
I*49816 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE FOX GROUP INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1221 MCKINNEY, SUITE 3900 HOUSTON, TEXAS 77010 NATURE OF BUSINESS: OTHER,ML FINANCIAL ADVISOR TEAM BUSINESS ACCT POSITION, TITLE, ASSOCIATION: OTHER, CHECK WRITING CAPABILITIES ON TEAM BUSINESS ACCT START DATE OF RELATIONSHIP: 1/31/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PAY FEDEX BILLS AND OTHER EXPENSES INCURRED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-28 |
Reach out to this advisor