Holly Gillian Kindel

Employer firm

Prospettiva Financial CRD 148760

$129M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → 01/2018
  Mosaic Financial Partners, Inc.
  San Francisco, CA
• 05/2018 → 06/2019
  Occidental Asset Management, Llc
  Burlingame, CA
• 01/2007 → Present
  Delphi Coaching
  San Francisco, CA
• 07/2019 → Present
  Prospettiva Financial
  San Francisco, CA

Previous Registrations

• 2018-05-18 → 2019-07-02
  Occidental Asset Management, Llc
  Burlingame, CA
• 2003-09-18 → 2017-12-13
  Mosaic Financial Partners, Inc.
  San Francisco, CA

Other Businesses

1) DELPHI COACHING LLC, PRINCIPAL SINCE 2008 IN SAN FRANCISCO, CA, NON-INVESTMENT RELATED, APPROX. 5-10 HRS PER MONTH DURING NON-TRADING HOURS PROVIDING FINANCIAL COACHING. 2) SAGE FINANCIAL SOLUTIONS, INC.; NOT INVESTMENT-RELATED; COMPANY IS A 501(c)(3) ORGANIZATION THAT TRAINS FINANCIAL PROFESSIONALS ON COACHING SKILLS AND CONNECTS THEM TO COMMUNITY-BASED ORGANIZATIONS AND INDIVIDUALS WHO ARE LOW-TO-MODERATE INCOME; TREASURER; START DATE: 2005; 2 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-06

Designations

• Certified Financial Planner

Other Names

• Holy Gillian Kindel