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Forest M Fox

Fox & Holland Investing LLC

Rancho Cucamonga, CA

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Current Employers
Fox & Holland Investing Llc

9302 Pittsburgh Avenue Suite 200, Rancho Cucamonga, CA 91730 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-22
TX RA APPROVED 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-22
  • TX RA
    APPROVED
    Since 2022-11-21

Branch Locations

9302 Pittsburgh Avenue Suite 200, Rancho Cucamonga, CA 91730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox & Stephen Cpa`S Inc Rancho Cucamonga CA 11/1987 01/2024
Fox Investing Rancho Cucamonga CA 02/2012 11/2022
Fox & Holland Investing Llc Rancho Cucamonga CA 11/2022 Present
  • 11/1987 → 01/2024
    Fox & Stephen Cpa`S Inc
    Rancho Cucamonga, CA
  • 02/2012 → 11/2022
    Fox Investing
    Rancho Cucamonga, CA
  • 11/2022 → Present
    Fox & Holland Investing Llc
    Rancho Cucamonga, CA
Previous Registrations
  • 2013-02-14 → 2022-12-21
    Fox Investing
    Rancho Cucamonga, CA
  • 2006-01-07 → 2013-02-19
    Avantax Advisory Services
    Rancho Cucamonga, CA
    Rancho Cucamongo, CA
  • 2002-08-21 → 2003-12-31
    Avantax Advisory Services
    Rancho Cucamonga, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 1997-03-04
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    1997-03-04
Other Names
  • Woody Fox
  • Forest M Fox

View on SEC IAPD

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