Stephen Roy Ferrell

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Dallas, TX
• 01/2013 → Present
  Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
  Dallas, TX

Other Businesses

1. 08/30/2011: DBA ONLY - VALTRUM RETIREMENT PLAN CONSULTING - ALSO SELL FIXED LIFE, HEALTH, AND FIXED ANNUITIES. - DALLAS, TX. 2. 01/04/2019 - Carpe Via Travel - Not investment related - location TBD - Business Owner - Partner-travel agency - start date 10/22/2018 - 5 hrs/mo - 5 hrs during trading. 3. 10/2/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/21/2024 - VRP Consulting - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 5 Hours Per Month/ 2 Hours During Trading 5. 03/21/2024 - VRP Consulting - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 5 Hours Per Month/ 2 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-29
• S63 Uniform Securities Agent State Law Examination
  1997-03-24