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Ross Alan Blauwkamp

Aza Capital Management

Chicago, IL

Grand Rapids, MI

CRD 2835778

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Employer firm

Aza Capital Management CRD 109784

$340M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Aza Capital Management

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-01
MI RA APPROVED 2019-11-01
  • IL RA
    APPROVED
    Since 2019-11-01
  • MI RA
    APPROVED
    Since 2019-11-01

Branch Locations

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

560 5Th St Nw Suite 304, Grand Rapids, MI 49504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interocean Capital, Llc Chicago IL 04/2014 09/2016
Arete Wealth Advisors Llc Chicago IL 10/2016 10/2019
M.C. Vogel, Llc Grand Rapids MI 08/2003 06/2025
Aza Capital Management Chicago IL 11/2019 Present
Previous Registrations
  • 2016-10-18 → 2019-11-01
    Arete Wealth Advisors, Llc
    Grand Rapids, MI
    Chicago, IL
    Grand Rapids, MI
  • 2014-05-29 → 2016-10-03
    Interocean Capital, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-20
S63 Uniform Securities Agent State Law Examination 1997-02-12
  • S65 Uniform Investment Adviser Law Examination
    2016-12-20
  • S63 Uniform Securities Agent State Law Examination
    1997-02-12
Other Names
  • Ross Blauwkamp

View on SEC IAPD

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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