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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2006-10-09
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2006-10-09

Branch Locations

6817 Southpoint Pkwy Ste 1103, Jacksonville, FL 32216-6220 • United States

Jaxville Bch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jacksonville FL 10/2005 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6817 Southpoint Parkway Suite 1103Jacksonville, FL 32216, ,; ; 03/01/2003. Business Ownership; ColePark; ; Sub - S as part of my Financial Advisor role.; 6817 Southpoint Pkwy Suite 1103Jacksonville, FL 32216, ,; Not Investment-Related; 01/30/2017; 20 to 39 hours per month; 20 to 39 during trading hours / LTFP, LLC; ; Rental Real Estate; 6817 Southpoint Parkway Suite 1103Jacksonville, FL 32216, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-27
Other Names
  • Sonny Smith

View on SEC IAPD

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