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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| KY | RA | APPROVED | 2025-10-27 |
Branch Locations
8812 Swan Hill Rd, Louisville, KY 40241 • United States
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2019 | 10/2025 |
| Stonewood Financial | Louisville | KY | 11/2017 | 11/2018 |
| Hal White Financial | Louisville | KY | 11/2018 | 07/2019 |
| Grainger | Louisville | KY | 10/2016 | 11/2017 |
| Ameriprise Financial Services Llc | Louisville | KY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
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