Jay Allan Grandfield

Employer firm

Zenith Advisory Group, LLC CRD 287801

$65.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 03/2017
  Ameriprise Financial Services, Inc.
  Miamisburg, OH
• 03/2017 → Present
  Zenith Advisory Group, Llc
  Miamisburg, OH

Previous Registrations

• 2008-08-28 → 2017-03-31
  Ameriprise Financial Services, Llc
  Miamisburg, OH
  Miamisburg, OH
  Miamisburg, OH
• 2006-10-17 → 2008-08-07
  J.P. Morgan Securities Inc.
  Dayton, OH
• 2002-07-19 → 2006-10-25
  Ameriprise Financial Services, Llc
  Miamisburg, OH
  Miamisburg, OH

Other Businesses

Real Estate Ownership; Commercial; Miamisburg, Ohio 45342/ Commercial; Miamisburg, OH 45342; Not Investment Related; Jan 2016. Business Ownership; CEA LLC; Owner; Real estate; 1-9 hours per month/ JGG 1 LLC; Owner; LLC for estate planning; Jan 2010; 0 hour per month/ JGG 2 LLC; owner; LLC for estate planning; Jan 2010; 0 hour per month/ CEA ALPHA LLC; Partner; Owner and leasing of space to Ameriprise P2 advisors; Springboro, OH 45066; Not Investment Related; April 2014; 1-9 hours per month; 0 during trading hours/ J&A Transatlantic; owner / manager; Consulting; Springboro, Ohio 45066; Not Investment Related; Sept 2015; 1-9 hours per month; 0 during trading hours/ CEA Beta LLC; Partner; Real Estate; Springboro Oh 45066; Not Investment Related; Jan 2016; 0 hour per month; 0 during trading hours. 1.Other Business Name: Independent Insurance Agent 2.Investment Related? Yes 3.Address of Other Business: 10554 Success Lane, Suite G, Centerville, OH 45458 4.Nature of Other Business: Life Insurance Sales 5.Position/Title/Relationship with Other Business: Insurance Agent 6.Start Date: 11/1999 7.Hours Per Month: 5 or Less 8.Market Hours Per Month: 5 or Less 9.Duties Related to Other Business: Taking and submitting insurance applications and servicing insurance clients.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-21