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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-04-27 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Scottsdale | AZ | 10/2014 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 04/2017 | Present |
MOTHER'S MILK BOUTIQUE LLC, NOT INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 1/1/1997, ZERO HOURS PER MONTH, LLC IS OPEN BUT INACTIVE AS UNDERLYING BUSINESS CLOSED BUT LLC LEFT OPEN FOR POSSIBLE NEW VENTURE. WTKR, LLC; INV RELATED; PHOENIX,AZ; FINET TRANSITION;25% OWNERSHIP; START DATE: 12/04/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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