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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
9595 Six Pines Dr Ste 300, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | The Woodlands | TX | 03/2013 | 10/2022 |
| Jp Morgan Chase Bank, N.A. | The Woodlands | TX | 03/2013 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 10/2022 | Present |
WOODLANE FOREST HOA; NOT INV. RELATED; CONROE, TX; SECRETARY; START DATE 1/1/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; DUTIES: ATTEND MEETINGS TAKE MINUTES AND VOTE ON NEIGHBORHOOD ITEMS AND MANAGING WEBSITE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-04 |
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