Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
| NH | RA | APPROVED | 2022-05-25 |
Branch Locations
15 Dartmouth Drive Suite 300, Auburn, NH 03032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 03/2004 | 05/2022 |
| Cgi Wealth Management Llc | Hooksett | NH | 01/2012 | Present |
| Massmutual Life Insurance Company | Auburn | NH | 05/2022 | Present |
| Mml Investors Services, Llc | Auburn | NH | 05/2022 | Present |
(1) NAME: CGI WEALTH MANAGEMENT LLC INV REL: Y ADD: 5DARTMOUTH DR, AUBURN, NH 03032 NATURE: RETIREMENT & INVESTMENT PLANNING POSITION: VICE PRESIDENT START DATE: 01/01/2012 NO. HR/MO: 1NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: RETIREMENT PLAN SALES, INVESTMENT PLANNING, INSURANCE SALES, EVERYTHING WILLRUN THROUGH MMLIS AND CFG.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-20 |
Reach out to this advisor