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Young M Chung

Rbc Capital Markets, LLC

Palm Desert, CA

Palm Desert, CA

CRD 2835165

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-06
  • CA RA
    APPROVED
    Since 2016-01-06

Branch Locations

74-199 El Paseo Drive Suite 102, Palm Desert, CA 92260-4148 • United States

Palm Desert, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Palm Desert CA 01/2016 Present
City National Bank Palm Desert CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
S65 Uniform Investment Adviser Law Examination 1997-01-17
S63 Uniform Securities Agent State Law Examination 1997-01-10
  • S66 Uniform Combined State Law Examination
    2008-04-17
  • S65 Uniform Investment Adviser Law Examination
    1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-10
Other Names
  • Young Mo Chung

View on SEC IAPD

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