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Katherine Mackrell Oven

LPl Financial LLC

Dunmore, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06

Branch Locations

101 N Blakely St, Dunmore, PA 18512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dende Financial Planning Clarks Summit PA 11/2013 09/2020
Kevin R Palmiter Moosic PA 10/2020 04/2021
Ameritas Lincoln NE 01/2014 03/2018
Kevin Palmiter Moosic PA 04/2021 02/2025
Northwestern Mutual Investment Services Llc Moosic PA 04/2021 02/2025
Commonwealth Financial Network Waltham MA 03/2018 09/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2024 02/2025
The Fidlty Dpst & Discount Bank Dunmore PA 02/2025 Present
Lpl Financial Llc Dunmore PA 03/2025 Present
  • 11/2013 → 09/2020
    Dende Financial Planning
    Clarks Summit, PA
  • 10/2020 → 04/2021
    Kevin R Palmiter
    Moosic, PA
  • 01/2014 → 03/2018
    Ameritas
    Lincoln, NE
  • 04/2021 → 02/2025
    Kevin Palmiter
    Moosic, PA
  • 04/2021 → 02/2025
    Moosic, PA
  • 03/2018 → 09/2020
    Waltham, MA
  • 05/2024 → 02/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → Present
    The Fidlty Dpst & Discount Bank
    Dunmore, PA
  • 03/2025 → Present
    Dunmore, PA
Previous Registrations
Other Businesses

1) 02/2025 - Dunmore Borough Council / Vice President / Other / non inv related / Dunmore PA 18512 / Start date 01/01/2022 - 2 hrs per month - 5% time spent 2) 02/2025 - Fidelity Asset Management Services at Fidelity Bank / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-01
S65 Uniform Investment Adviser Law Examination 2017-06-21
  • S63 Uniform Securities Agent State Law Examination
    2017-09-01
  • S65 Uniform Investment Adviser Law Examination
    2017-06-21
Other Names
  • Katherine Mary Mackrell
  • Katherine Mary Mackrell
  • Katherine M Mackrell
  • Katherine Mary Oven
  • Katherine M Mackrell
  • Katherine Oven
  • Katherine Mackrell Oven
  • Katherine M Oven

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