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Jonathan Bass

Td Private Client Wealth LLC

Sarasota, FL

Fort Lauderdale, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
CT RA APPROVED 2024-05-10
NJ RA APPROVED 2024-05-09
PA RA APPROVED 2024-05-09
NY RA APPROVED 2023-12-18
FL RA APPROVED 2023-07-19
  • DE RA
    APPROVED
    Since 2024-11-14
  • CT RA
    APPROVED
    Since 2024-05-10
  • NJ RA
    APPROVED
    Since 2024-05-09
  • PA RA
    APPROVED
    Since 2024-05-09
  • NY RA
    APPROVED
    Since 2023-12-18
  • FL RA
    APPROVED
    Since 2023-07-19

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

5900 N Andrews Ave 2Nd Floor, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 01/2009 03/2018
Wells Fargo Clearing Services, Llc New York NY 01/2009 03/2018
Jp Morgan Securities, Llc Tamarac FL 06/2019 06/2022
Jp Morgan Chase Bank, N.A. Tamarac FL 06/2019 06/2022
Unemployed Boca Raton FL 03/2018 06/2019
Cetera Investment Services Llc Saint Cloud MN 10/2022 03/2023
Cetera Investment Advisers Llc Boca Raton FL 10/2022 03/2023
Regions Bank Boca Raton FL 09/2022 03/2023
Td Bank N.A. Fort Lauderdale FL 07/2023 Present
Td Private Client Wealth Llc Fort Lauderdale FL 07/2023 Present
Unemployed Boca Raton FL 03/2023 05/2023
Drivebylive Boca Raton FL 05/2023 07/2023
  • 01/2009 → 03/2018
    Wells Fargo Advisors Llc
    New York, NY
  • 01/2009 → 03/2018
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 06/2019 → 06/2022
    Jp Morgan Securities, Llc
    Tamarac, FL
  • 06/2019 → 06/2022
    Jp Morgan Chase Bank, N.A.
    Tamarac, FL
  • 03/2018 → 06/2019
    Unemployed
    Boca Raton, FL
  • 10/2022 → 03/2023
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2022 → 03/2023
    Cetera Investment Advisers Llc
    Boca Raton, FL
  • 09/2022 → 03/2023
    Regions Bank
    Boca Raton, FL
  • 07/2023 → Present
    Td Bank N.A.
    Fort Lauderdale, FL
  • 07/2023 → Present
    Td Private Client Wealth Llc
    Fort Lauderdale, FL
  • 03/2023 → 05/2023
    Unemployed
    Boca Raton, FL
  • 05/2023 → 07/2023
    Drivebylive
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-30
S63 Uniform Securities Agent State Law Examination 1997-06-12
  • S65 Uniform Investment Adviser Law Examination
    2001-01-30
  • S63 Uniform Securities Agent State Law Examination
    1997-06-12
Other Names
  • Jonathan A Bass
  • Jonathan Andrew Bass

View on SEC IAPD

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