Steven Mark Fornasieri

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → Present
  Ameriprise Financial Services, Inc.
  Paramus, NJ

Other Businesses

Business Ownership; Plaza140 Services LLC; ; Limited Liability Company providing miscellaneous office services. Used to sign lease with building owner and pay office expenses such as phone, internet, supplies, etc. No employees, no wages, only form K-1 prepared.; 140 Rt. 17 North, Suite 316Paramus, NJ 07652, ,; ; 05/10/2011; 1 to 9 hours per month; / Joymark Inc.; President of a shell S-Corp that I flow my Ameriprise 1099 income through and business, office expenses, etc.; Professional services. This business entity is a "shell" which I flow all Ameriprise 1099 income through and then pay business related expenses and directors fees from. Form NJ K-1 prepared.; 508 Carlton Rd., , Wyckoff, NJ, 07481; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-26

Other Names

• Steve Fornasieri