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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-15
PA RA APPROVED 2020-06-10
  • NC RA
    APPROVED
    Since 2020-12-15
  • PA RA
    APPROVED
    Since 2020-06-10

Branch Locations

10475 Perry Hwy. Ste 101-G, Wexford, PA 15090 • United States

6345 N Croatan Hwy. Ste. 102, Kitty Hawk, NC 27949 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pittsburgh PA 03/2011 06/2020
Mml Investors Services Pittsburgh PA 04/2011 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 03/2011 → 06/2020
    Massmutual Life Insurance Company
    Pittsburgh, PA
  • 04/2011 → 06/2020
    Mml Investors Services
    Pittsburgh, PA
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2011-04-26 → 2020-06-10
    Pittsburgh, PA
    Mars, PA
    Pittsburgh, PA
  • 2005-06-01 → 2011-02-17
    New York, NY
    Jeannette, PA
    Jeanette, PA
    Pittsburgh, PA
  • 2004-03-16 → 2005-06-01
    Mony Securities Corporation
    Jeanette, PA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/09/20 2) GBU, 4254 SAW MILL BLVD, PITTSBURGH, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/11/20, NIR, 3/WK- 0/TRADING 3) ISDA, 419 WOOD STREET, PITTSBURGH, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/01/20, NIR, 2/MO- 0/TRADING 4) FRYE FINANCIAL / Southern Shores NC 27949 / 03/04/2021 / INV REL / OWNER - DBA FOR INVESTMENT, INSURANC, AND CONSULTING BUSINESS / 10 HR/MO - 0 HR/MO TRADING 5) OUTER BANKS RELIEF FOUNDATION, 103 East Eighth Street, Nags Head NC 27959, United States, 07/07/2025, Committee Member, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 6) FRYE FINANCIAL TAX SERVICES LLC, 6345 N Croatan Hwy, Suite 102, Kitty Hawk NC 27949, United States, START DATE 01/2026, Owner, Tax Services, NIR, HR/MO 20, HR/MO TRADING 5 7) BEACH FOOD PANTRY, 4007 N Croatan Highway Kitty Hawk NC 27949 United States, 07/01/2026, Board Member, Volunteer, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-10
S63 Uniform Securities Agent State Law Examination 1997-01-03
  • S65 Uniform Investment Adviser Law Examination
    2004-03-10
  • S63 Uniform Securities Agent State Law Examination
    1997-01-03

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