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Melanie Frank

LPl Financial LLC

Austin, TX

CRD 2834599

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

13740 Research Blvd Bldg F Ste 2, Austin, TX 78750 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Austin TX 02/2001 07/2025
Lpl Financial Llc Austin TX 07/2025 Present
  • 02/2001 → 07/2025
    Next Financial Group, Inc.
    Austin, TX
  • 07/2025 → Present
    Austin, TX
Previous Registrations
  • 2011-05-09 → 2025-07-10
    Next Financial Group, Inc.
    Austin, TX
    Austin, TX
Other Businesses

1. 07/10/2025- MELANIE FRANK- Notary- INV Related- At Reported Business Location(s)- Start date 05/13/2022- 2 Hours Per Month- 2 Hours During Trading 2. 07/10/2025- PRIDE DISPOSAL SYSTEMS LLC-Outside/W-2 Employment- Not INV Related- At Austin, TX- 50 Hours Per Month- 25 Hours During Trading 3. 07/10/2025- GEMINI INVESTMENTS & INSURANCE SERVICES- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/01/2015- 200 Hours Per Month- 200 Hours During Trading 4. 07/10/2025- MELANIE FRANK INSURANCE AGENCY- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 10/10/2003- 40 Hours Per Month- 40 Hours During Trading 5. 07/10/2025- MELANIE FRANK INSURANCE AGENCY LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/07/2024- 200 Hours Per Month- 200 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-05
S63 Uniform Securities Agent State Law Examination 1999-02-18
  • S65 Uniform Investment Adviser Law Examination
    2011-05-05
  • S63 Uniform Securities Agent State Law Examination
    1999-02-18
Other Names
  • Melanie Anciso
  • Melanie Anciso

View on SEC IAPD

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