Alan A Melamed

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
VI	RA	APPROVED	2018-02-26
TX	RA	APPROVED_RES	2010-07-08
NJ	RA	APPROVED	2009-10-05

NY RA
APPROVED

Since 2021-04-16
VI RA
APPROVED

Since 2018-02-26
TX RA
APPROVED_RES

Since 2010-07-08
NJ RA
APPROVED

Since 2009-10-05

Branch Locations

Oakhurst, NJ • United States

1345 Avenue Of The Americas 2Nd Floor Office 2023, New York, NY 10105-0008 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	10/2009	03/2020
Ameriprise Financial Services, Inc.	New York	NY	10/2009	03/2020
Ameriprise Financial Services, Llc	New York	NY	03/2020	Present

10/2009 → 03/2020

Ameriprise Financial Services, Inc.

New York, NY
10/2009 → 03/2020

Ameriprise Financial Services, Inc.

New York, NY
03/2020 → Present

Ameriprise Financial Services, Llc

New York, NY

Previous Registrations

2009-09-30 → 2009-10-05

Ameriprise Advisor Services, Inc.

New York-Midtown, NY

New York, NY

Other Businesses

Real Estate Ownership; Single Family; 96 Poplar Ave , , Deal, NJ, 07723; Not Investment-Related; 09/04/2018. Business Ownership; MAB NYC LLC; Owner; Manage Ameriprise Business; 1654 E 5th St, , Brooklyn, NY, 11230; Investment-Related; 02/01/2024; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; MAB NYC LLC; Owner; Manage advisory business; 1654 east 5th street , , BROOKLYN, NY, 11230; Investment-Related; 01/25/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-09-18
S63	Uniform Securities Agent State Law Examination	1997-01-07

S65 Uniform Investment Adviser Law Examination

2009-09-18
S63 Uniform Securities Agent State Law Examination

1997-01-07

View on SEC IAPD