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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-31 |
| MD | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Rockledge | FL | 07/2016 | Present |
| Mml Investors Services, Llc | Rockledge | FL | 03/2017 | Present |
| Metlife Securities Inc. | Upper Marlboro | MD | 11/1996 | Present |
| Metropolitan Life Insurance Company | Upper Marlboro | MD | 11/1996 | Present |
Independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Dental and Group Disability Income, Life/Accident/Health - since 03/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-23 |
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