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Pamela Jo Thayer

Mml Investors Services, LLC

Viera, FL

CRD 2834322

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-31
MD RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2019-05-31
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

Viera, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Financial Group Rockledge FL 07/2016 Present
Mml Investors Services, Llc Rockledge FL 03/2017 Present
Metlife Securities Inc. Upper Marlboro MD 11/1996 Present
Metropolitan Life Insurance Company Upper Marlboro MD 11/1996 Present
  • 07/2016 → Present
    Massmutual Financial Group
    Rockledge, FL
  • 03/2017 → Present
    Rockledge, FL
  • 11/1996 → Present
    Metlife Securities Inc.
    Upper Marlboro, MD
  • 11/1996 → Present
    Metropolitan Life Insurance Company
    Upper Marlboro, MD
Previous Registrations
  • 2017-02-08 → 2017-03-25
    Msi Financial Services, Inc.
    Rockville, MD
  • 2010-07-29 → 2016-07-29
    Msi Financial Services, Inc.
    Greenbelt, MD
    Rockville, MD
    Greenbelt, MD
Other Businesses

Independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Dental and Group Disability Income, Life/Accident/Health - since 03/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-07
S63 Uniform Securities Agent State Law Examination 1997-01-23
  • S65 Uniform Investment Adviser Law Examination
    1999-05-07
  • S63 Uniform Securities Agent State Law Examination
    1997-01-23
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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