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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-04-16 |
| TX | RA | APPROVED | 2006-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Lewisville | TX | 05/2001 | Present |
1. 2/13/2002 - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - LEWISVILLE, TX. 2. 12/3/2007 - OTHER-COMMERCIAL REAL ESTATE - 140 E. MAIN, LTD. - LIMITED PARTNER IN A PARTNERSHIP THAT WILL OWN COMMERCIAL REAL ESTATE. - TIME SPENT 2% 3. 8/28/2008 - OTHER-GENERAL PARTNER - DUFFEY OIL & GAS, INC. - MY PARENTS HAVE DONE SOME ESTATE PLANNING. IN DOING SO, THEY ARE STARTING A GIFTING PROGRAM OF SHARES OF THIS ENTITY. THE COMPANY IS THE GENERAL PARTNER OF 2 LIMITED PARTNERSHIPS, PINE OIL & GAS AND SUNQUIST FAMILY PARTNERSHIP. - TIME SPENT 1%. 4. 10/16/2008 - OTHER-BIOTECH RESEARCH - STRATINE, INC. - MY PARENTS ARE DOING SOME ESTATE PLANNING. THIS INCLUDES GIFTING SHARES OF THIS ENTITY TO MY BROTHER AND MYSELF. THE COMPANY IS THE GENERAL PARTNER FOR MAIN STREET FUNDING, LP AND CFS FINANCIAL, LP. - TIME SPENT 0%. 5. 1/29/2009 - OTHER-BANQUET SPACE - ROYAL AFFAIRS BALLROOM, LLC - BUSINESS THAT WILL HOST PRIVATE AND CORPORATE EVENTS. - TIME SPENT 1%. 6. 11/16/2009 - OTHER-BIOTECH RESEARCH - F.W. DYE INC. - THIS ENTITY IS THE GENERAL PARTNER FOR STRANGE TECHNOLOGIES. MY PARENTS ESTATE PLANNING INCLUDES THE TRANSFER OF OWNERSHIP INTERESTS TO MY BROTHER AND MYSELF. - TIME SPENT 0%. 7. 11/16/2009 - OTHER-BIOTECH RESEARCH - STRANGE TECHNOLOGIES, LTD. - MY PARENTS ARE DOING SOME ESTATE PLANNING. THEY ARE GIFTING PERCENTAGES TO MY BROTHER AND SISTER. THIS PARTNERSHIP OWNS SHARES OF A COMPANY IN THE BIOTECH INDUSTRY. - TIME SPENT 0%. 8. 10/10/2012 - OTHER-CPA FIRM - STRANGE & COATS, PC - OUR CPA FIRM, STRANGE DOWNING & COATS, PC IS PURCHASING PART OF JERRY DICKSON & ASSOCIATES, PC (ANOTHER CPA FIRM). THE FIRM CHANGED ITS NAME TO STRANGE & COATS, PC. - TIME SPENT 5%. 9. 10/22/2012 - OTHER-PRIVATE CLUB - ROYAL AFFAIRS PRIVATE CLUB, INC. - PRIVATE CLUB THAT HOLD THE LIQUOR LICENSE FOR ROYAL AFFAIRS BALLROOM, LLC. - TIME SPENT 1%. 10. 07/25/2013 - NON-VARIABLE INSURANCE - FIXED ANNUITY BUSINESS. - 2% OF TIME SPENT - LEWISVILLE, TX 11. 12/04/2024 - Strange & Coats, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 07/01/2023 - 20 Hours Per Month/5 Hours During Securities Trading 12) 03/04/2025 - Old Town Securities Corporation - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - 160 Hrs/Mth - 8 Hrs During Trading. - Start Date : 02/15/2000
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
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