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Umb Financial Services, Inc. CRD 17073
$5.04M regulatory AUM 2,110 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-09-08 |
| AZ | RA | APPROVED | 2013-04-01 |
Branch Locations
4200 W 115Th Street, Leawood, KS 66211 • United States
2777 E Camelback Road, Phoenix, AZ 85016 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Phoenix | AZ | 11/2010 | Present |
| Umb Financial Services Inc | Phoenix | AZ | 03/2012 | Present |
1) Big Brothers Big Sisters of Central Arizona, Non-Profit, 4745 N 7th St #210, Phoenix, AZ 85014, Board Member, Bi monthly board meetings 1.5 hours + committee meetings, 0 Comp. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 11/01/10, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-13 |
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