Paul Vincent Fiocca

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1987 → 09/2020
  The Boeing Company
  Long Beach, CA
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: DANA POINT SISTER CITIES INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: 21 TERRAZA DEL MAR SUITE B DANA POINT, CA 92629; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECRUIT NEW MEMBERS, PLANG MEMBERSHIP TRIPS, GENERAL BOARD ACTIVITIES; 2) NAME OF OTHER BUSINESS: CRYSTAL COVE HOME OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 3517 CAMINO DEL RIO, SOUTH, SUITE 204, SAN DIEGO, CA 92108; NATURE OF BUSINESS: BOARD; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADDRESS HOME OWNER ASSOCIATION ISSUES. BUDGETS, LANDSCAPING, MAINTENANCE, ETC;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-27