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Alan Aaron Eisenstein

Spc

Ann Arbor, MI

Cedar Knolls, NJ

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-27
NY RA APPROVED 2025-01-27
TX RA APPROVED_RES 2025-01-27
  • NJ RA
    APPROVED
    Since 2025-01-27
  • NY RA
    APPROVED
    Since 2025-01-27
  • TX RA
    APPROVED_RES
    Since 2025-01-27

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

7 Ridgedale Ave, Suite 203, Cedar Knolls, NJ 07927 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc Cedar Knolls NJ 12/2012 01/2025
Ic Advisory Services Inc Cedar Knolls NJ 06/2016 01/2025
Parkland Securities, Llc Ann Arbor MI 01/2025 Present
Sigma Planning Corporation Ann Arbor MI 01/2025 Present
  • 12/2012 → 01/2025
    The Investment Center Inc
    Cedar Knolls, NJ
  • 06/2016 → 01/2025
    Ic Advisory Services Inc
    Cedar Knolls, NJ
  • 01/2025 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 01/2025 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2016-07-06 → 2025-01-29
    Ic Advisory Services, Inc.
    Roseland, NJ
    Bedminster, NJ
    Roseland, NJ
    Cedar Knolls, NJ
Other Businesses

1. ALAN EISENSTEIN. 100 % OWNER. SELL LIFE INSURANCE, HEALTH, LTC AND DI. DEVOTE 21 TO 40 % PER MONTH. EARN 21 TO 40 % ANNUALLY. ESTABLISHED 08/1990. 2. NATIONAL BENEFIT BROKERAGE LLC. ESTATE PLANNING. SALES OF LIFE INS, DISABILITY INS, LTC INS AND HEALTH INS-OWNER OF 50% OF BUSINESS. DEVOTE 21 TO 40 % PER MONTH. EARN 21 TO 40 % ANNUALLY.ESTABLISHED 11/22/08. 3. BETH-AL INC -S. CORP. NOT INVESTMENT RELATED. OFFICER, OWNER.SELL LIFE, HEALTH, & DISABILITY INS. DEVOTE 21 TO 40% PER MONTH. EARN 21 TO 40 % ANNUALLY. FINANCIAL INTEREST $75,000. OWN >60% OF STOCK. ESTABLISHED 06/18/2009. 4. INDEPENDENT INSURANCE AGENCY. SOLE PROPRIETORSHIP. SIGNED AS A CAREER AND GENERAL AGENT FOR OHIO NATIONAL.NON INVESTMENT RELATED. AGENT. SALE OF LIFE INSURANCE, RECURIT AGENTS IN AGENCY TO TEACH HOW TO SELL LIFE AND DISABILITY INSURANCE. DEVOTE 21 TO 40% PER MONTH. INCOME IS FROM SELLING POLICIES. OWN >60% STOCK. ESTABLISHED 05/2014. 5. BARUCH HASHEM LLC. (INDEPENDENT FIXED INS) OWNER. DUTIES: THIS IS A GENERAL AGENCY OF MIDLAND NATL FOR THE SALE OF LIFE INS PRODUCTS. I WAS AN AGENT AND BEFORE THE GENERAL AGENT DIED, WE FORMED THIS LLC TO BE THE NEW GENERAL AGENT. (SEPARATE E & O: CNA, POLICY [REDACTED]). TIME DEVOTED: 1-20%. ANNUAL INCOME: 1-20%. DATE ESTABLISHED: 7/14/2021. 6. DBA - Eisenstein & Brenner: Emunah and Bitachon Wealth Management, Cedar Knolls, NJ. Marketing name for partnership with Benjamin Brenner; financial services offered through Parkland Securities / SPC and fixed annuity and insurance business. Start date: 6/1/25, approx. 35 hrs/wk with 85% during mkt hrs. INV REL: Y 7. Co-Trustee, with mother, of father's trust under will. General trustee powers. Start date: 9/7/08, approx. 1 hr/mo. INV REL: N 8. Co-Trustee, with mother and sister, for family trust. General trustee powers. Start date: 9/7/08, approx. 1 hr/mo. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-28
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S65 Uniform Investment Adviser Law Examination
    2016-06-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28

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