Patrick Joseph Hurley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-23
IL	RA	APPROVED	2003-04-28

TX RA
APPROVED_RES

Since 2024-02-23
IL RA
APPROVED

Since 2003-04-28

Branch Locations

1 Myrtle Ln, #6, Hardin, IL 62047 • United States

116 West Pearl St Suite 110, Jerseyville, IL 62052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Jerseyville	IL	03/2003	Present

03/2003 → Present

Lpl Financial Llc

Jerseyville, IL

Other Businesses

1. 4/6/2005 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - MEDICARE SUPPLEMENT POLICIES. 2. 08/13/2014 - SAFE HARBOR WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - AT REPORTED BUSINESS LOCATION - FOR MARKETING PURPOSES ONLY - OBA START: 8/15/2014 - 0 HRS PER MONTH/0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-09
S63	Uniform Securities Agent State Law Examination	1997-01-03

S65 Uniform Investment Adviser Law Examination

1998-10-09
S63 Uniform Securities Agent State Law Examination

1997-01-03

View on SEC IAPD