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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-07-28
VA RA APPROVED 2004-02-05
  • TX RA
    APPROVED_RES
    Since 2005-07-28
  • VA RA
    APPROVED
    Since 2004-02-05

Branch Locations

222 S. Wayne Ave, Waynesboro, VA 22980-4622 • United States

140 Lucy Lane, Waynesboro, VA 22980-3275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Waynesboro VA 02/2004 Present
Previous Registrations
  • 2001-05-15 → 2004-02-05
    Grove Point Investments, Llc
    Waynesboro , VA
Other Businesses

1. 01/20/2004 - FINANCIAL MANAGEMENT, INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 02/06/2004 - NON-VARIABLE INSURANCE - SELL TERM INSURANCE. - WAYNESBORO, VA 3. 10/16/2009 - NON-VARIABLE INSURANCE - INSTANT TERM INSURANCE OFFERED THROUGH OUR WEBSITE WITH LINK HOSTED BY QUICK LIFE. QUICK LIFE DOES UNDERWRITING; REP IS REP OF RECORD AND COMPENSATION IS DIRECT TO REP. - TIME SPENT 1% - WAYNESBORO, VA 4. 06/03/2010 - DBA ONLY - MEMBER INVESTMENT SERVICES - WAYNESBORO, VA 5. 12/19/2011 - ELMORE PROPERTIES LLC - REAL ESTATE RENTAL - REAL ESTATE RENTAL PROPERTY. THESE INCLUDE THIS OFFICE, THE VACANT LOT NEXT DOOR, AND A HOUSE IN RICHMOND WHERE MY SONS LIVED WHILE ATTENDING COLLEGE. - 1% OF TIME SPENT 6. 01/03/2012 - BOOKEEPING & MANAGEMENT SYSTEMS, INC. - TAX PREP / ACCOUNTING / BOOKKEEPING - TAX PREPARTAION, ENROLLED AGENT (EA), ACCOUNTING SERVICES - 25% OF TIME SPENT 7. 09/10/2013 - ELMORE FOUNDATION - COMMUNITY, CIVIC AND CHARITABLE BOARD - NON-PROFIT ORGANIZATION THAT RAISES AND DISTRIBUTES MONEY FOR BUSINESS EDUCATION FOR INDIGENT PEOPLE AROUND THE WORLD. - 1% OF TIME SPENT 8. 07/15/2016 * Virginia Investment Partners, LLC * DBA for LPL Business (entity for LPL business) * INV REL * 2485 Stuarts Draft Hwy, Stuarts Draft, VA 24477 * LPL Financial Securities business only employing only existing LPL registered associates, but only I have ownership. We will continue to be an IAR under LPL's RIA. * START 2485 Stuarts Draft Hwy, Stuarts Draft, VA 24477 * 6 HRS MO. DURING SECS TRDG HRS. 9. 01/05/2024 - Mission Coffee, Inc - Non-Inv Related - Waynesboro, VA - Other - Ownership in restaurant - Started: 1/29/2024 - 4 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-02
S63 Uniform Securities Agent State Law Examination 1997-01-08
  • S65 Uniform Investment Adviser Law Examination
    1999-06-02
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
Designations

View on SEC IAPD

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