Douglas Samuel Weiss

Current Employers

Dsw Investment, Llc

Princeton, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-01-12
MA	RA	APPROVED	2011-10-18
CT	RA	APPROVED	2011-08-30

NJ RA
APPROVED

Since 2012-01-12
MA RA
APPROVED

Since 2011-10-18
CT RA
APPROVED

Since 2011-08-30

Branch Locations

Princeton, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dsw Investment, Llc	Princeton	NJ	02/2014	Present

02/2014 → Present

Dsw Investment, Llc

Princeton, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-21

S63 Uniform Securities Agent State Law Examination

1997-10-21

Designations

Other Names

Douglas S Weiss

View on SEC IAPD