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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-08-14 |
| TX | RA | APPROVED | 2020-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors, Llc | Denver | CO | 08/2016 | 08/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2020 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 08/14/20 2) UTICA CAPITAL, 2100 S UTICA AVE, STE 300, TULSA,OK, DBA, 08/02/16, FINANCIAL PROFESSIONAL UTILIZING DBA NAME, INV REL, 40/WK- 30/TRADING 3) TLD CAPITAL MGMT, INC, 3743 W AUSTIN ST, BROKEN ARROW, OK, S CORP, 02/03/14, NIR, PRESIDENT, 1/WK- 0/TRADING 4) MISSION GARDENS HOME OWNERS ASSOCIATION, c/o Collins and Associates, 5630 S Memorial Dr, Tulsa OK 74145, United States, START DATE: 12/09/2021, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 2 HR/MO - 0 HR/MO TRADING 5) Terry Devore, 3743 W Austin St Broken Arrow, OK 74011, United States, 08/13/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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