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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-10 |
Branch Locations
210 S Pine St, Florence, AL 35630 • United States
101 S Clinton St, Athens, AL 35611 • United States
Florence, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2012 | 01/2020 |
| Bbva Wealth Solutions Inc. | Decatur | AL | 08/2012 | 01/2020 |
| Bbva Securities Inc. | Decatur | AL | 05/2013 | 01/2020 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2012 | 01/2020 |
| Ameriprise Financial Services, Inc. | Florence | AL | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Florence | AL | 03/2020 | Present |
Outside Employment; Bank Independent; Financial Advisor - Offer investment solutions to bank clients; ; 210 S Pine Street, , Florence, AL, 35630; Investment-Related; 01/10/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-08 |
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