Scott Robert Hemerick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  Carlsbad, CA

Previous Registrations

• 2005-09-26 → 2009-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA
• 2005-06-10 → 2005-10-06
  Strategic Advisers Llc
  San Diego, CA
• 2000-08-01 → 2005-05-26
  Citigroup Global Markets Inc.
  Carlsbad, CA

Other Businesses

1. 8/27/2014: HEMERICK WEALTH MANAGEMENT, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 08/18/2014 - 40 HOURS PER MONTH/30 HOURS DURING SECURITIES TRADING. 2. 7/20/2017 - University Grove LLC - Investment related - 1741 Skimmer Ct, Carlsbad 92011; San Diego, CA & Garden Grove, CA - Real Estate Rental - Started 07/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Family LLC (University Grove LLC) owns 2 rental properties. 3. 12/19/2017 - Westland Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/15/2017 - 5 Hours Per Month During Securities Trading - Life insurance and long term care.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-20
• S63 Uniform Securities Agent State Law Examination
  1997-01-31