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Current Employers
Carter, Terry & Company, Inc.

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-07-30
  • GA RA
    APPROVED
    Since 2004-07-30

Branch Locations

3340Peachtree Road Suite 1400, Atlanta, GA 30326 • United States

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Carter, Terry & Co., Inc Atlanta GA 07/2001 Present
  • 07/2001 → Present
    Carter, Terry & Co., Inc
    Atlanta, GA
Other Businesses

FARSIDE PROPERTY, 33.3% OWNERSHIP, 0 COMPENSATION, LESS THAN 1% OF TIME, INVESTOR. SIC ENTERPRISES, INVESTOR, LESS THAN 1%, 0 COMPENSATION, LESS THAN 1% OF TIME, ARGUS WALBE, IMPORT/EXPORT 0 COMPENSATION, LESS THAN 1% TIME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-03
S63 Uniform Securities Agent State Law Examination 1997-02-14
  • S65 Uniform Investment Adviser Law Examination
    1998-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-02-14

View on SEC IAPD

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