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Current Employers
Panoptic Global Wealth Management, Llc

Santan Valley, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-10-04
  • AZ RA
    APPROVED
    Since 2011-10-04

Branch Locations

Santan Valley, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panoptic Global Wealth Management, Llc Gilbert AZ 09/2011 Present
Previous Registrations
  • 2010-06-15 → 2011-08-03
    Newport Coast Securities, Inc.
    New York, NY
    Chandler, AZ
    Gilbert, AZ
  • 2009-11-02 → 2010-03-30
    Tampa, FL
Other Businesses

INDEPENDENT INSURANCE AGENT IN AZ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-04
  • S66 Uniform Combined State Law Examination
    2008-09-04
Other Names
  • Anthony Rapley

View on SEC IAPD

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