Joseph E Zdeb

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 06/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Louisville, KY

Previous Registrations

• 2007-02-07 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. IAR-SALE AND SERVICE OF FEE BASED ASSET MANAGEMENT. 160 HOURS/MO; 140 DURING TRADING HOURS. 2) PRIME CAPITAL HOLDINGS, LP HAS CHANGED IT'S NAME TO CHHSZ HOLDINGS, LLC. DUE TO A CHANGE IN OWNERSHIP, THE ABOVE REFERENCED CHANGE HAS BEEN MADE EFFECTIVE 10/01/19. MEMBER. 5 HOURS/MO; 5 DURING TRADING HOURS. 3) INSURANCE AGENT - PREVAIL INNOVATIVE WEALTH STRATEGIES. 10700 NALL, OVERLAND PARK, KS 66211. SALE OF INSURANCE PRODUCTS. AGENT: SALE AND SERVICE OF INSURANCE PRODUCTS TO CLIENTS. 20 HOURS/MO; 10 DURING TRADING HOURS. 4) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY ""LLC"" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-26
• S63 Uniform Securities Agent State Law Examination
  1996-12-17

Other Names

• Joseph E Zdeb