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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-02-12 |
| AL | RA | APPROVED | 2000-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Denver | CO | 10/1999 | Present |
| Bank Of America,Na | Mobile | AL | 12/2009 | Present |
I*125857Entity Type: For-Profit OrganizationName of outside business organization: PaLoLa LLCInvestment related: NAddress of business: Mobile, Alabama 36608Position, title, association: Limited Partner, Start date of relationship: 8/1/2019Number of hours devoted: 1 hour AnnuallyNumber of hours devoted during trading hours: 0Duties: a piece of timberland for my personal use and investment I*1950267, Entity Type: Entity Charitable , Name of OBA: University of Alabama Address: Tuscaloosa, Alabama 35487 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/30/24 No Hours: 12 hrs yearly No Hours during trading: 6 Duties: Advisory Board I*: 2497331Entity Type: Fiduciary roleName of OBA: J. S W. Address: Vestavia, AL 35223Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 5/27/2025Number of Hours: 2 hrs annuallyNumber of Hours during trading: 0 Duties: Power of Attorney for parents I*: 2600270 Entity Type: fiduciary Name of OBA: WLW III Address: MobileAlabama36605 Investment Related: n Position, Title, Association: POA Employee Start Date: 07/07/2025 No Hours: 1hr/mo No Hours during trading:1 Duties: POA I*2599263, Entity Type: , Name of OBA: W L W III Trust U/A DTD 04/13/2020, Address: Mobile, Alabama, 36605, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Jul-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-23 |
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