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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-08
  • FL RA
    APPROVED
    Since 2021-06-08

Branch Locations

600 Brickell Avenue, Suite 1875, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Miami FL 10/2012 11/2016
Wells Fargo Bank Na Miami FL 08/2012 06/2021
Wells Fargo Clearing Services, Llc Miami FL 11/2016 06/2021
Raymond James And Associates, Inc. Miami FL 06/2021 Present
  • 10/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Miami, FL
  • 08/2012 → 06/2021
    Wells Fargo Bank Na
    Miami, FL
  • 11/2016 → 06/2021
    Miami, FL
  • 06/2021 → Present
    Raymond James And Associates, Inc.
    Miami, FL
Previous Registrations
  • 2012-10-18 → 2021-06-14
    Miami Springs, FL
    Miami, FL
    Miami, FL
    Fort Lauderdale, FL
    Coral Gables, FL
    Miami, FL
    Miami, FL
    Coral Gables, FL
  • 2011-01-28 → 2012-06-14
    Miami, FL
  • 2010-02-24 → 2010-11-30
    Bb&T Investment Services, Inc.
    Miami, FL
    Charlotte, NC
    Miami, FL
    Sarasota, FL
Other Businesses

1. FEELGUD,LLC; NOT INVESTMENT RELATED; MIAMI,FL; 40% OWNERSHIP; START DATE 06/08/2020; NUMBER OF HOURS PER MONTH 5; NUBMER OF HOURS DURING TRADING 0; WELLNESS AND COSMETIC CREAM LINE. 2. Name of Business: Address: 3456 S Ocean Blvd, Palm Beach, FL, 33480, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-08
S63 Uniform Securities Agent State Law Examination 2000-05-03
  • S65 Uniform Investment Adviser Law Examination
    2010-02-08
  • S63 Uniform Securities Agent State Law Examination
    2000-05-03

View on SEC IAPD

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