Ronnie Mitchell Bloom

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2013-03-04
NJ	RA	APPROVED	2002-06-07

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2013-03-04
NJ RA
APPROVED

Since 2002-06-07

Branch Locations

293 Eisenhower Parkway Ste 360, Livingston, NJ 07039 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Livingston, Nj	NJ	01/1999	Present

01/1999 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Livingston, Nj, NJ

Other Businesses

1. 10/04/2004 - DBA ONLY / BLOOM WEALTH MANAGEMENT 2. 01/23/2012 - DBA ONLY / LIVINGSTON FINANCIAL. 3. 5/27/2014: DBA ONLY - PERFORMANCE BASED WEALTH MANAGEMENT - FLORHAM PARK, NJ. 4. 02/08/2017 - Millennial Life & Wealth LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2017 - 40 Hours Per Month/ 40 Hours During Securities Trading. 5. 8/23/2017 - Minnesota Life Insurance Co - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading. 6. 8/23/2017 - AIG General Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2017 - 1 Hour Per Month During Securities Trading. 7. 9/19/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2017 - 1 Hour Per Month During Securities Trading. 8. 4/5/2018 - Boca Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 20 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-12-30

S63 Uniform Securities Agent State Law Examination

1996-12-30

Other Names

Ronnie M Bloom

View on SEC IAPD