Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-07 |
| IN | RA | APPROVED | 2019-11-26 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Indianapolis | IN | 06/2004 | 02/2019 |
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 09/2019 | Present |
| Unemployed | Indianapolis | IN | 02/2019 | 09/2019 |
*381909 - Ph Designs; Investment related No; Jewelry Making; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2006; During business hours: 0; After business hours: 10.5;Design and make beaded jewelry *381912 - Arbonne; Investment related - No; Skin Care and Nutrition; Employee (proprietor, partner, officer, director, employee, trustee, agent); May 2007; During business hours: 0; After business hours: 5; Consultant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-18 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-15 |
Reach out to this advisor