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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-21 |
| FL | RA | APPROVED | 2015-11-04 |
Branch Locations
611 N Wymore Rd Suite 206, Winter Park, FL 32789 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilman + Ciocia, Inc. | Winter Park | FL | 07/2001 | 08/2018 |
| National Securities Corporation | Winter Park | FL | 11/2013 | 07/2022 |
| National Asset Management | Winter Park | FL | 09/2015 | 07/2022 |
| B. Riley Wealth Management | Winter Park | FL | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Winter Park | FL | 07/2022 | Present |
(1) PRICE WEALTH ADVISORY LLC; INVESTMENT-RELATED; PRESIDENT; START DATE 08/2018; DBA FOR FINANCIAL PLANNING, INVESTMENT ADVISORY SERVICES, ALL BUSINESS CONDUCTED THROUGH B. RILEY WEALTH; 160 HRS PER MONTH.... (2) PRICE TAX ADVISORY LLC; NOT INVESTMENT-RELATED; PRESIDENT; SAME ADDRESS AS B. RILEY WEALTH; TAX PREP; START DATE 08/2018; 160 HRS PER MONTH... (3) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; 611 N WYMORE RD STE 206 WINTER PARK, FL 32789; LIFE INSURANCE AND ANNUITY SALES; AGENT; START DATE 2022; 20 HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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