Susanna Joiner Schlangen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 06/2018
  Geneos Wealth Management
  Katy, TX
• 01/2017 → 06/2018
  Cox Global Associates, Inc
  Katy, TX
• 04/2016 → 01/2017
  Trisperity Advisors
  Katy, TX
• 06/2018 → Present
  Charles Schwab & Co., Inc.
  Richmond, TX
• 08/2017 → 05/2018
  Ndx Systems U.S.
  Beverly, MA
• 07/2021 → 12/2023
  Td Ameritrade, Inc.
  Katy, TX

Previous Registrations

• 2021-07-27 → 2022-10-14
  Td Ameritrade, Inc.
  Plano, TX
  Omaha, NE
  Houston, TX
• 2017-05-09 → 2018-06-15
  Cox Global Associates Inc
  Katy, TX
• 2011-02-10 → 2016-02-01
  Fortitude Advisory Group L.L.C.
  Gig Harbor, WA
• 2007-06-25 → 2010-10-21
  Next Financial Group, Inc.
  Houston, TX
• 2009-03-25 → 2010-10-21
  Alphasource Investment Counsel, Inc
  Houston, TX
• 2006-05-17 → 2007-05-04
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
• 2005-10-31 → 2006-05-05
  Osaic Services, Inc.
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
• 2004-01-15 → 2005-10-31
  Sunamerica Securities, Inc.
  Phoenix, AZ
• 1997-03-21 → 2002-05-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-27
• S63 Uniform Securities Agent State Law Examination
  1997-03-18

Other Names

• Susanna C Joiner
• Susanna Courtney Joiner
• Susanna Joiner Schlangen
• Susanna Joiner Schlangen