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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-03-31 |
| AL | RA | APPROVED | 2024-11-14 |
| MS | RA | APPROVED | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Chelsea | AL | 10/2014 | 11/2024 |
| The Prudential Insurance Company Of America | Chelsea | AL | 10/2014 | 11/2024 |
| Lpl Enterprise, Llc | Ridgeland | MS | 11/2024 | Present |
1) 11/11/2024 - Alabama State University - Outside/W-2 Employment, Alabama State University VP of Institutional Advancement - Manage the Advancement Operations of Alabama State University to include marketing & communications, development and Alumni Relations - not investment related - 96 hrs/mth - start date: 08/01/22
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
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