Pamela Denise Plick

Employer firm

Pamela Plick Wealth Management LLC CRD 159126

$131.4K regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Pamela Plick Wealth Management Llc

44489 Town Center Way Suite D #472, Palm Desert, CA 92260 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-01-20

CA RA
APPROVED

Since 2017-01-20

Branch Locations

44489 Town Center Way Suite D #472, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pamela Plick	Palm Dester	CA	09/2011	Present

09/2011 → Present

Pamela Plick

Palm Dester, CA

Previous Registrations

2011-11-14 → 2016-12-31

Pamela Plick Wealth Management Llc

Palm Desert, CA
2007-12-13 → 2011-08-03

Edward Jones

Indian Wells, CA

St Louis, MO

Palm Desert, CA

Other Businesses

FINANCIAL COUNSELOR; NON-INVESTMENT RELATED; PROVIDES FINANCIAL COUNSELING FOR MILITARY PERSONNEL; SPENDS APPROX. 15 to 20 HOURS PER YEAR DURING TRADING. MONEY COACH; NON-INVESTMENT REALTED; PROVIDES MONEY COACHING FOR EDUCATION PURPOSES; SPENDS APPROX 12 HOURS/MTH AND 12 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-30
S63	Uniform Securities Agent State Law Examination	2003-07-25

S66 Uniform Combined State Law Examination

2007-11-30
S63 Uniform Securities Agent State Law Examination

2003-07-25

Designations

Certified Financial Planner

Other Names

Pamela Denise Reynolds

View on SEC IAPD