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44489 Town Center Way Suite D #472, Palm Desert, CA 92260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-20 |
Branch Locations
44489 Town Center Way Suite D #472, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pamela Plick | Palm Dester | CA | 09/2011 | Present |
FINANCIAL COUNSELOR; NON-INVESTMENT RELATED; PROVIDES FINANCIAL COUNSELING FOR MILITARY PERSONNEL; SPENDS APPROX. 15 to 20 HOURS PER YEAR DURING TRADING. MONEY COACH; NON-INVESTMENT REALTED; PROVIDES MONEY COACHING FOR EDUCATION PURPOSES; SPENDS APPROX 12 HOURS/MTH AND 12 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-25 |
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