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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-15

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 03/2013 07/2017
Tiaa Lewisville TX 03/2013 07/2017
Unemployed Anna TX 07/2017 12/2017
Hilltop Securities Dallas TX 12/2017 03/2022
Avantax Investment Services, Inc. Dallas TX 04/2022 07/2022
Hilltop Securities Dallas TX 07/2022 Present
  • 03/2013 → 07/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Lewisville, TX
  • 03/2013 → 07/2017
    Tiaa
    Lewisville, TX
  • 07/2017 → 12/2017
    Unemployed
    Anna, TX
  • 12/2017 → 03/2022
    Hilltop Securities
    Dallas, TX
  • 04/2022 → 07/2022
    Avantax Investment Services, Inc.
    Dallas, TX
  • 07/2022 → Present
    Hilltop Securities
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-09
S63 Uniform Securities Agent State Law Examination 1997-01-16
  • S66 Uniform Combined State Law Examination
    2005-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-01-16
Designations
Other Names
  • Evelyn Spalding
  • Marie Burgett

View on SEC IAPD

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